Financial Conduct Authority (FCA)
Industry questions FCA's structured products proposals
Lack of standardised model could mean different projections for identical structured products
Tough UK rules for top bankers make business personal
Executives will be liable for banks’ misconduct under Senior Managers Regime
Q&A: Prevention trumps prosecution, says UK's retail banking overseer
FCA aims to act early to prevent misconduct
Banks call for compulsory exams for FICC professionals
Better conduct could come from proven knowledge of markets and ethics
Banks blame regulation for FCA's clearing worries
UK regulator warns client clearing could become a “missing market” but defers study
US and UK insider trading regulators diverge
Courts rein in SEC while FCA probes investors' poor safeguards
The fines don’t work: UK banks worst-behaved again in 2014
Bank fines hit £1.37 billion in 2014, a fourfold increase on previous year
UK's FCA warns fund groups over market abuse controls
Most asset managers lack strong safeguards
FCA's Annex IV reporting system back up and running
Regulator will be lenient on latecomers as glitches resolved
UK banking reform and the Senior Managers Regime
2015 rules promise oversight increase
UK's FCA to act earlier to counter charges of retrospective regulation
Regulator reacts to complaints but defends right to change its mind
Top-down culture change biggest challenge, BBA conference hears
But FCA's "tone at the top" focus may hamper progress
FCA internal controls criticised in report
Report author damns "high risk" media strategy
Forward march – Op risk integration strides on
Sponsored survey analysis: Protiviti
Banks waste millions failing to change culture, conference hears
BBA conference describes problems in improving culture
UK's FCA unveils reshuffle ahead of critical report
Report on communications blunder due this week
Research shows scale of regulatory 'revolving door'
What impact does the 'revolving door' have on regulatory independence?
Whistleblowing in the UK: the law and your responsibilities
Companies should implement a robust whistleblowing policy to ensure protection for all
RBS fined £56m for control failures over 2012 IT outage
Poor IT risk management threatened UK financial system
Consumer group backs single fee to tackle fund fraud
FSCP proposes simplified charges for UK asset management funds
Backtesting has a place in structured products market
Regulatory panel suggests backtesting internally is best practice
'Revolving door' has one-way flow from regulation to industry
Data suggests regulators are 'schools' for private sector
Fragmentation of swap markets “tragic”, says FCA
Split will worsen if regulators do not act, warns Schooling-Latter
UK markets review focuses on FICC structure and conduct
Fair and Effective Markets Review highlights causes of FICC market misconduct