Financial Conduct Authority (FCA)
FSA crackdown on Ucis to hit private wealth management hardest
The potential ban on the sale of unregulated collective investment schemes to retail will also reduce the range of investments in the private wealth sector, say industry participants
Questions raised over FSA twin peaks structure
FSA begins its ‘twin peaks’ approach, but some participants say questions remain over how the new structure will work
Cole to leave UK FSA
Managing director's departure comes before regulatory overhaul
Lookback
Lookback
FSA reveals regulatory mission
FCA's Martin Wheatley says the FSA's power to ban investment products will not be used lightly or without good reason, tempering some of the statements emerging from the UK regulator over the past year
Fears over UK representation in Europe voiced in FCA report
Report by Treasury Select Committee reviews plans for new agency's role in European regulatory decisions
UK FSA asked to broaden scope and improve clarity in retail product development and governance consultation
The deadline for responses to the Financial Services Authority's latest consultation on structured products fell yesterday, January 11. Responses have requested a broader scope and more clarity
Structured Products UK: FTSE 100 retains favoured status as FSA reveals new guidance
Wedded to the FTSE 100