Financial Conduct Authority (FCA)
FCA department heads promoted in management shuffle
UK regulator announces three appointments to expand management capacity
UK regulatory penalties on course for record-breaking 2014
Financial Conduct Authority fines look likely to top 2013's £335m total
Micalizzi fined £2.7m for hedge fund collapse
Italian finance professor once heralded for options pricing banned from trading
UK banks to face tighter oversight of management and conduct
PRA and FCA unveil new rules on bank bonuses and approval process
Libor fines for Lloyds include penalty for SLS underpayment
Banking group took state aid, then lied over terms of its repayment
Late AIFMD applications 'may face less scrutiny' by FCA
Last-minute AIFMD applications may be rushed through by regulator
UK regulator faces backlog of AIFMD paperwork
Deadline next week, FCA yet to process half of 930 applications
FCA could look to Consob for probability test
UK regulator adjudicates on Credit Suisse and Yorkshire Building Society
FCA verdict on Credit Suisse cliquet revives backtesting debate
Credit Suisse and Yorkshire fined for serious breach of duty
Esma board to decide on AIFMD prime broker segregation
Item scheduled for meeting on July 9, but may slip to September
Interest rate hedge mis-selling bill tops £1 billion
Redress payments still rising for UK banks over unsuitable rate products
Co-op hires values and ethics head, and other recent job news
Member of UK's Equality and Human Rights Commission joins Co-op
How to build a conduct and culture risk metric system
Measuring conduct risk and culture is now a priority for banks
Regulators must define conduct risk, Nomura op risk head says
Conference hears of need for conduct risk definition by UK regulator
Managing conflicts of interest to mitigate conduct risk
Financial institutions must ensure clients' interests aren't compromised
Appeal opens the way for complex UK fraud trials
Trials to proceed despite barrister opposition to legal aid cuts
Insurers review conduct risk as FCA targets mis-selling
Regulator looks for excessive profits and exploitative sales techniques
Ex-CFTC commissioner joins US law firm, and other recent job news
Bart Chilton leaves CFTC for DLA Piper
PPI complaints continue to taper in late 2013
£14.8 billion paid out but growth is slowing
Pitfalls and precautions around high bribery risk jurisdictions
How to do business in red flag states
Banks must adapt to new aggressive regulatory regime in UK
New structure sets the stage for shift in emphasis
Salt Rock: US/UK regulatory equivalence a challenge
Hedge fund managers need to get used to compliance burden
Concerns over conflict of interest in large structured product hedges
Multi-million-pound hedges can move the market prior to strike date
Conduct risk and PBR questions for Allstate CRO
CRO challenges at Allstate