Financial Conduct Authority (FCA)
Wheatley axed as head of UK regulator
Chief executive leaves post early
People: FCA bolsters oversight with new hires
IIF's Barbara Frohn to lead risk and compliance oversight
Deutsche and BNY Mellon fines push FCA total to near-record
Total fines of over £400 million by end-April demonstrate continued regulatory action
Deutsche Bank loses co-chiefs after Libor probe, and other recent job news
Anshu Jain and Juergen Fitschen to leave in June 2015 and May 2016 respectively
Iosco plans conduct task force to combat 'ingrained' behaviour
Chair says review will look at regulatory tools for supervision and enforcement
Former FCA supervision head joins JP Morgan
Clive Adamson takes private bank board and firmwide advisor positions
Clearer rules could encourage market abuse, says FCA
UK regulator says it won't provide a "road map" for avoidance
Individual accountability will be industry 'game-changer'
OpRisk Europe hears warnings on Senior Managers Regime
Trade repository data quality to impact Mifir and Emir review
Regulators bemoan poor data quality from trade repositories impacts policy implementation
FCA survey finds high levels of leverage in hedge fund sector
Gross notional exposure to interest rate and forex derivatives on the rise
Risk management body hires technical director, and other recent job news
Paul Hopkin moves to Institute of Risk Management
AIFMD encouraging ‘regulatory avoidance’
A round-up of views on hedge fund marketing into Europe
PPI disputes becoming more complex – Ombudsman
FCA investigating delays and handling of mis-selling cases
Finding the behavioural roots of financial failure
Common psychological traps at the root of risk
Consumer advocates urge financial regulators to share more data
Bafin neglecting consumers, conference speakers say
Deutsche Bank fine a reminder to firms to play nice
FCA focuses on punishing non-compliance
FCA ‘makes leaps of faith' justifying BNY Mellon fine - lawyer
A round-up of views on the custodian's £126 million fine
Conduct remedies should focus on value not price
Regulator overlooking wider customer benefits, says PwC's Steve Folkard
Bank clients see cross-sell pressure in swaps and clearing
Clients get a harder sell – but say they still have enough choice – as regulators circle
Top Barclays executive sets out ways to assess risk culture
Senior auditor calls for mix of metrics and judgement
French regulator bears down on unlicensed brokers
Autorité des Marchés Financiers aiming to prevent losses among speculative investors
Structuring shops get shirty about spread-bets and CFDs
Retail brokers accused of stealing bank business with little oversight
More than words: why bank culture matters
Enforcement only part of solution to changing bank behaviour
Hell hath no fury: banks irk regulators at their peril
Interventionism is the name of the game in post-crisis financial regulation