UK's FCA warns fund groups over market abuse controls

Most asset managers lack strong safeguards

FCA review warns asset managers about safeguards

The Financial Conduct Authority (FCA) says fund groups must do more to ensure they control the risk of market abuse, following a thematic review into the issue.

The regulator's review into how asset managers control the risks of insider dealing, improper disclosure and market manipulation found only a "small number" of firms had comprehensive practices and procedures in place.

It comes as the FCA increases its focus on insider dealing and related issues, having issued fines totalling £346

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact or view our subscription options here:

You are currently unable to copy this content. Please contact to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to View our subscription options


Want to know what’s included in our free membership? Click here

This address will be used to create your account

You need to sign in to use this feature. If you don’t have a account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here