Financial Conduct Authority (FCA)
Pitfalls and precautions around high bribery risk jurisdictions
How to do business in red flag states
Banks must adapt to new aggressive regulatory regime in UK
New structure sets the stage for shift in emphasis
Salt Rock: US/UK regulatory equivalence a challenge
Hedge fund managers need to get used to compliance burden
Concerns over conflict of interest in large structured product hedges
Multi-million-pound hedges can move the market prior to strike date
Conduct risk and PBR questions for Allstate CRO
CRO challenges at Allstate
At the mercy of politicians
UK Budget highlights insurers' vulnerability to political risk
Icap announces group chief risk officer, and other recent job news
Wendy Phillis joins from State Street Global Markets
Law firm of the year: Stephenson Harwood
Law firm at the heart of bitter and complex fraud cases
UK regulatory penalties to banks reach 'staggering' levels
Recently formed FCA ramps up level of fines compared with predecessor, FSA
Co-operative Bank warns of risks after losing £1.3 billion in 2013
Low profits and risk concerns predominant in report by UK-based bank
UK structured products complaints fall on improved education
Barclays structured product falls foul of financial ombudsman
IT and consumer credit to be FCA focus in 2014
UK regulator lists risks for the year ahead
Finisterre Capital appoints Burnside as partner
Anglo-Italian Tages Capital forms partnership with Germany’s GDW AM
IFAs unwilling to advise on structured products, says FCA
Lack of knowledge affecting sales in the UK
Lookback: FCA reviews RDR implementation
UK regulator checks 'independent' status of IFAs
Commodity trading houses have banks on the ropes: so what?
Trading houses are definitely on the rise, but risk fears are overdone
Europe’s management companies find new life in AIFMD
Can management companies save hedge funds from the threat of AIFMD?
Leder returns to SEC in cross-border role, and other recent job news
Paul Leder rejoins after 14-year stint in private practice
Banks welcome FCA focus on commodity trading houses
UK regulator right to question risk posed by commodity trading houses, bankers argue
FCA calls a halt to ongoing commission on retail products
FCA guidance on inducements will put an end to ongoing commission paid by distributors to advisers in the UK
First stage of IRHP redress complete
FCA-ordered review finds 18,737 'non-sophisticated customers' sold hedges, most against the rules; payout could reach £2.67 billion
AIFMD applications face timing pitfalls
Timing applications
Few hedge funds applying for AIFMD authorisation
Funds delay on AIFMD authorisation
Dealing with a Section 166 review
Over £176 million spent on Section 166 reviews last year – can you afford to get it wrong?