People
JP Morgan private bank recruits Lum to cater to China ultra-high-net-worth individuals
The US bank has continued its recruitment drive in the region, snaring Rebecca Lum from UBS to look after wealthy Chinese individuals offshore
Deutsche Bank merges OTC and listed clearing businesses
Deutsche restructures clearing initiatives in response to global regulatory push towards OTC derivatives central clearing
Schroders names fixed income head for Asia
Rajeev de Mello will replace existing head, How Phuang-Goh, who retires
Andrés Portilla promoted at IIF
Portilla becomes director of regulatory affairs at IIF, while David Schraa is promoted to regulatory counsel
Trading positions - June 2011
Energy Risk catches up with the latest appointments, promotions and departures in global commodity markets
Turning points: Duke Energy’s CRO, Swati Daji
Nothing creates a good risk officer like challenging times, says Duke Energy’s CRO, Swati Daji. She talks to Pauline McCallion about managing risks through both the good and the bad
BNY Mellon names Alan Harden as first CEO for Asia-Pacific
BNY Mellon Asset Management has hired Alan Harden from ING Investment Management as its first chief executive for the Asia-Pacific region.
BoAML hires Peter Fung as head of Asia equity derivatives trading
Bank of America Merrill Lynch has hired Peter Fung from Deutsche Bank as head of corporate equity and fund derivatives trading for the region as it seeks to broaden the bank's equity derivative franchise with corporate and institutional clients.
People: Lyxor appoints Chen in Asia-Pacific
Structured Products people moves
Moon rises over StormHarbour
Moon rises over StormHarbour
Jefferies hires Japan fixed income head
Jefferies hires Japan fixed income head
Is Butterworth the money at State Street?
Is Butterworth the money at State Street?
Van Kan the man for BNP Paribas
Van Kan the man for BNP Paribas
Investec new home for Lloyds leavers
Investec new home for Lloyds leavers
HSBC hires new trading heads for high yield and loans
HSBC hires new trading heads for high yield and loans
Aviva adds senior analysts to London team
Aviva adds senior analysts to London team
Credit Suisse names Jewell-Tait as head of private banking for Australia
The Swiss banks names Edward Jewell-Tait as its Australian private banking head and says it will continue to add more senior bankers in Australia to strengthen its business in the market.
People moves
Herzberg joins BTG Pactual as equity trading head
UBS ordered to pay $160 million in fines by SEC
Swiss bank charged with undermining the competitive bid process of municipal securities
SEC appoints director for national broker-dealer examination programme
Will oversee a staff of about 300 responsible for the inspections of US-based broker-dealers
Poulos joins Citi as global head of business continuity
Says crisis management is 'vital' part of new role
SEC appoints new RiskFin director
Craig Lewis to lead the SEC’s risk ‘think tank’
MAS confirms finance minister as new chairman
The Monetary Authority of Singapore names Shanmugaratnam as part of ongoing management reshuffle