Operational Risk & Regulation - Volume 12/Issue 1
Articles in this issue
Building operational risk awareness
ORM for the masses
Bank of England's Bailey: UK PRA and banks will be 'heavily engaged'
BoE's Bailey: UK PRA and banks will be 'heavily engaged'
Operational infrastructure at hedge funds comes under closer scrutiny
Behind the facade
Sigor's new sound practices paper says boards must set tone at the top
Sigor releases revamped sound practices paper
2011 stress tests will struggle for credibility, say experts
2011 stress tests will struggle for credibility
Australian supers build up op risk reserves
Super plans
RBS agrees to help publish report of FSA investigation
RBS agrees to help publish report of FSA investigation
EU plans to standardise sanctions welcomed, but 'impractical'
EU plans to standardise sanctions welcomed, but 'impractical'
Failed transactions render banks illiquid says consultancy
BPG: Failed transactions render banks illiquid
Changing Hats, January 2011
Changing Hats
Sigor tackles AMA range of practices in new consultation paper
Gives guidance on advanced approaches
Ex-Goldman programmer found guilty of code theft
Ex-Goldman programmer found guilty of code theft
Cebs offers advice on changing AMA models
Cebs offers advice on changing AMA models
Bank of America settles for $137 million over municipal bond auction fixes
Bank of America settles for $137 million over municipal bond auction fixes
Bribery Act unlikely to see firms pursued for facilitation payments
Facilitation payment charges not likely under Bribery Act
UBS, HSBC and JP Morgan face suits over 'willful blindness' on Madoff
Three banks accused of 'willful blindness' about Madoff
Bank of America sues ex-workers for theft of trade secrets
Bank of America sues ex-workers for theft of trade secrets
Separate trials set for Rajaratnam, Chiesi after FBI insider-trading crackdown
Trial dates set for Rajaratnam, Chiesi
Legal adviser to Kenneth Starr charged by SEC with aiding fraud
US SEC goes after Kenneth Starr’s lawyer
FSA fines Aegon UK £2.8 million for multiple control failings
FSA fines Aegon UK £2.8 million for multiple control failings
Isda's Richard Metcalfe: Regulatory risk has many faces
Insightful trading
Why funding liquidity risk deserves a place at the risk table
A place at the table