Operational Risk & Regulation - Volume 12/Issue 3
Articles in this issue
Risk management booms in sub-Saharan Africa
Risk management booms in sub-Saharan Africa
FDIC shows hand on remuneration rules
FDIC shows hand on remuneration rules
Op risk managers struggle to be heard
UK FSA says more training necessary to fill op risk gaps
Reform in haste, repent at leisure warns UK Treasury Committee
Treasury Committee warns against hasty reform
Moody’s guidelines on op risk in structured finance transactions imminent
Moody’s rating guidelines for operational risk imminent
ORR Innovation Awards 2011: Manager of the Year
Giulio Mignola, Intesa Sanpaolo
ORR Innovation Awards 2011: Regulator of the Year
Marco Moscadelli, Bank of Italy
ORR Innovation Awards 2011: Corporate of the Year
Hans Læssøe, LEGO System
Former Dresdner Banker given record jail sentence for insider dealing
EX-Dresdner Banker gets record jail sentence
Business continuity relies on adaptabilty amid civil unrest
Ready for anything
SEC charges hedge fund four over insider dealing
Four US hedge fund managers accused of insider dealing
AXA Rosenberg to pay $240m after failing to disclose coding errors
AXA Rosenberg pays $240m for failure to disclose code errors
Finra fines Lincoln Financial $600,000 for customer data failings
Finra fines Lincoln Financial $600,000 over info
FSA fines pension-switching services £143,500 over bad advice
Customers were told to switch pensions regardless of situation or requirements, says regulator
ORR Innovation Awards 2011: Paper of the Year
Vittorio Vecchione, Alessandra Agostini and Paolo Talamo
SEC charges IndyMac execs with securities fraud
SEC charges IndyMac three top execs with securities fraud
Four appointed to UK's new Financial Policy Committee
UK's Financial Policy Committee takes shape
ORR Innovation Awards 2011: Product of the Year
Wolters Kluwer Financial Services’ ARC Logics for Financial Services
ORR Innovation Awards 2011: Bank of the Year
National Australia Bank
ORR Innovation Awards 2011: Central Bank of the Year
Bank of Canada
Algorithmics patents operational risk capital modelling framework
Algos patents operational risk capital modelling framework
'Democratic deficit' at new UK regulators worries industry
British Bankers' Association concerned over lack of accountability for new bodies
ORR Innovation Awards 2011: Initiative of the Year
Angelos Deftereos, Oric
Sponsored webinar: Solvency II
Obstacles and opportunities arise from Solvency II
Put your hands together
Put your hands together
Patrick joins Methodware
Becomes business development manager for ERA Kairos product
Insurers unsure how to model operational risk
Insurers unsure how to model operational risk
The ORR Innovation Awards 2011
ORR recognises those in the operational risk management profession who are working to ensure op risk keeps developing, and that it stays high on management’s agenda
Types of operational risk loss by event, January 2009 to January 2011
More losses from within the ‘Clients, products and business practices’ category
