Types of operational risk loss by event, January 2009 to January 2011

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The majority of this month’s top five losses fell under the ‘Clients, products and business practices’ heading, continuing a trend from the second half of 2010. January 2011’s data covered a variety of BIS business lines, with only two losses coming from the same business line. Charles Schwab’s and Barclays’ retail brokerage units both received fines for misleading clients about the risks involved in investing in the firms’ respective Yield

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