Operational Risk & Regulation - Volume 12/Issue 2
Articles in this issue
Banks seek a single op risk software solution
All for one
Brazilian banks expand governance as regulators tighten up
Family affairs
Lloyds TSB tech failures show lack of investment in IT throughout industry
Tech failures reflect industry’s lack of back-office investment
Barcap offers investors access to emerging market currencies
Barcap offers investors access to emerging market currencies
North American banks expect rise in internal fraud
US and Canadian banks expect internal fraud to increase
Alfa-Bank's Philip Halperin: Building risk management in a transition economy
Adventures in Wonderland
US foreclosures crisis is result of 'overall operational failure'
Imprudencies of scale
UK must not weaken Bribery Act says risk consultancy
UK must not weaken Bribery Act say experts
Barclays fined £7.7 million by UK regulator for mis-selling funds
UK regulator fines Barclays Bank £7.7m for mis-selling funds
Insurers: FATF standards need clarity, are too focused on banks
Insurers complain FATF standards too focused on banks
London trader admits £14 million Ponzi scheme
London trader admits £14m Ponzi
Former Nomura banker jailed over 'massive fraud'
Former Nomura banker jailed over ‘massive fraud’ in London
RBS, Natwest slapped with £2.8m fine over poor complaints handling
RBS, Natwest receive £2.8m fine for poor complaints handling
Charles Schwab companies pay $118 million to settle SEC charges, case against execs continues
Charles Schwab in $118m SEC settlement
SFC fines fund promoter for unauthorised material, failure to disclose interests
Hong Kong SFC fines fund promoter
New York lawyer pleads guilty in Galleon insider-trading case
NY lawyer pleads guilty in Galleon case
Changing Hats, February 2011
The latest movers and shakers in operational risk
Bank of America Merrill Lynch reveals $1.2 billion loss for Q4
BAML reveals $1.2 billion loss for Q4
Goldman Sachs airs risk laundry, publishes report on operations review
Goldman Sachs report airs dirty risk laundry
Industry urges EU to show restraint over remuneration practices
Responses to EU remuneration paper urge restraint
UK regulator to get 'intensive and intrusive' on product governance processes
UK FSA to get ‘intensive and intrusive’ on products
The new normal
The new normal
Q&A with Carmen Martín Rico: Cero Group shows value of shared experience
A collective approach
A comprehensive risk and control self-assessment methodology – Part III
An exercise in self-control
Types of operational risk loss by event, December 2008 to December 2010
Most of the top five losses in December 2010 fell under the ‘Clients, products and business practices’ heading
Barclays plans to include CoCos in senior execs’ bonuses
Barclays plans to include CoCos in senior execs’ bonuses
People moves
People moves
