Operational Risk & Regulation - Vol 5 No 6
Articles in this issue
Source for the goose? By John Thirlwell, Orff
Industry Comment
Semantic antics
EDITOR’S LETTER / ELLEN DAVIS
Constitutional lessons
INDUSTRY COMMENT
A crisis in regulatory recruitment
Editorial Letter
Merger sparks job rumours
Front Page News
US to review AML programmes at banks
Financial Crime
Treatment of incomplete data: the effects on parameter estimates, EL and UL figures
TECHNICAL FOCUS INCOMPLETE DATA
Algorithmics assesses its op risk market
Measurement advances
US data security: changes afoot
FINANCIAL CRIME
Briefs
MANAGEMENT INTELLIGENCE
Iosco kicks off drive to boost disclosure
Corporate Governance
Confusion over BCP plans in India
BUSINESS CONTINUITY
US legislators criticised over financial crime inactivity
FINANCIAL CRIME
US regulators scorned over "prescriptive" proposal
Regulatory Update
Questions over US participation in home-host regime for AMA
REGULATORY UPDATE
Fed conducting governance review at community banks
Corporate Governance
Losses & Lawsuits
LOSS DATABASE
PCAOB to create co-operative oversight programmes
CORPORATE GOVERNANCE
DTCC to enhance breakpoints disclosure
Management intelligence
Emerging markets looking to use Basel II
Measurement advances
The science of compliance
Special Focus: SOX Technology
EC focuses on voting rights for shareholders
CORPORATE GOVERNANCE
Fixed income fears Big Brother crackdown
Management intelligence
FSA to charge for UK continuity exercise
BUSINESS CONTINUITY
Briefs
CORPORATE GOVERNANCE
New guidance issued on conflicts-of-interest
Regulatory Update
Losses and lawsuits
Loss Database
UK speeds towards Basel II implementation
REGULATORY UPDATE
Briefs
REGULATORY UPDATE
Regulatory fines moved into legal risk definition
Regulatory Update
Basel Committee outlines banks’ compliance structure
REGULATORY UPDATE
Fears over delays to EU directives
Front Page News
Op risk tools usage ‘set to double’ – DSGV
MEASUREMENT ADVANCES
CRD timing in doubt
REGULATORY UPDATE
Changing hats
MEASUREMENT ADVANCES
US and EU enter new era
Regulatory Update
Briefs
MEASUREMENT ADVANCES
Major staff changes at op risk technology firms
Measurement advances
Sub-groups to study MiFID effect on EU
REGULATORY UPDATE
A MAD idea?
MARKET ABUSE DIRECTIVE REGULATION
Clamp-down in China
CHINA FRAUD SCANDALS
US regulators issue new CIP guidance
FINANCIAL CRIME
Op risk software industry due for shakeout
MANAGEMENT INTELLIGENCE
NPR: under wraps, for now
US FRAMEWORK UPDATE
Interview Frits Bolkestein
Regulatory Voice
What's happening and when
What's coming and when
Securities industry simulates attacks on NY
Business Continuity
Third AML directive gets go-ahead
FINANCIAL CRIME
Fed fines UBS for violating US trade sanctions
Management intelligence
Aligning Basel II operational risk and Sarbanes-Oxley 404 projects
Point of View: Basel II & SOX
UK launches fraud reform bill
Financial Crime
FATF mandate renewed for further eight years
Financial Crime
OCC targets large banks’ reputational risk
CORPORATE GOVERNANCE
Business boom at Fitch
Measurement advances
Tough challenges ahead, says Citi head
COVER STORY
EU's third money-laundering directive progresses as second lags
Financial Crime
Briefs
BUSINESS CONTINUITY
What's happening and when
WHAT’S COMING AND WHEN
Briefs
Regulatory Update
Drop in interest rate and credit derivatives woes
MEASUREMENT ADVANCES
More progress needed in compliance functions
MANAGEMENT INTELLIGENCE
Storm brewing over SOX compliance costs
Special Focus: Sarbanes-Oxley
Swift convergence of IFRS and GAAP needed
CORPORATE GOVERNANCE
Industry welcomes CEBS paper on Pillar 2
Regulatory update
No sign of single EU banking regulator
REGULATORY UPDATE
GL Trade shifts London connectivity hub
Business Continuity
EU corporate governance: time for a shake-up
Special Focus: EU Corporate Governance
Questions raised over terrorism coverage insurance act extension
Management intelligence
CPSS issues payment report
REGULATORY UPDATE
Changing hats
Management intelligence