Securities industry simulates attacks on NY

Business Continuity

Some 13 large broker-dealers, the Securities and Exchange Commission (SEC), the New York Stock Exchange (NYSE), the Nasdaq, data providers, industry utilities, utility providers and government agencies participated in the first co-ordinated preparedness exercise involving a cross-section of industry participants.

All the broker-dealers were either member firms of the NYSE or the Nasdaq, both of which require their member firms to have specific BCP rules. In April this year, the SEC approved BCP

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At a webinar in association with capital markets technology provider Numerix, panellists discuss the potential for increased adoption of the public cloud to boost investment performance, its impact on risk management and overcoming barriers to…

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