New guidance issued on conflicts-of-interest

Regulatory Update

The guidance, developed by the International Primary Market Association, the International Securities Market Association and the British Bankers' Association, was further endorsed by the London Investment Banking Association, which also worked on the document. It is intended to help firms implement the UK Financial Services Authority's Consultation Paper 205: Conflicts of interest: investment research and issues of securities – feedback on CP171, made text and limited further consultation

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