Market abuse
Record fine for fraudulent CEO 'not enough', says expert
FSA fine for ex-JC FLowers chief executive 'does not show credible deterrence'
Near-record fines indicate FSA's harsh approach to market abuse
Latest fines include second-highest individual market abuse penalty so far
Record HSBC fine shows FSA getting tough on retail conduct
Experts believe multi-million-pound fine issued to HSBC to be continuation of FSA focus on banks' retail failings
Acer to issue guidelines to clarify Remit definition problems, says Pototschnig
The head of the Agency for the Cooperation of Energy Regulators says new non-binding guidance will appear shortly after the Remit regulation is published in the EU's official journal
Energy Risk Europe: Remit language too loose, say panellists
Weaknesses exist in the language of new rules meant to prevent use of insider information and other forms of market abuse in the wholesale energy sector
Criminal minds and increased surveillance
All you survey
UK fines increase as FSA ditches soft approach
No more Mr Nice Guy
FSA denies CDO insider-trading crackdown
Regulator says investigations into certain market groups do not represent a CDO insider-trading initiative
SocGen studies hedge fund fraud to reduce risk
French bank completes statistical study on statistical properties of fraudulent funds
FSA defends mobile-taping proposals, continues plans to enforce recording
UK regulator denies planned regulation is unenforceable or prohibitively expensive
Market abuse and insider trading still seen as victimless crimes
Change of mentality needed to confront rise in insider trading says Baker Platt director
FSA fines Credit Suisse and two others £4.2m for transaction reporting failures
Inadequate reporting systems and controls to prevent market abuse leads to £4.2m fines for three London firms.
The top 2010 risks: OpRisk's survey of the challenges ahead
The year ahead looks set to be one of the busiest ever for operational risk practitioners, as they struggle to meet regulators’ increased expectations and fight rising financial crime with fewer resources. OpRisk & Compliance outlines the top 10…