Criminal minds and increased surveillance
Recent high-profile convictions mark success for regulators’ increased market surveillance efforts, and this greater emphasis on oversight means firms are having to reassess their own monitoring systems
The recent conviction of Raj Rajaratnam, the founder of hedge fund Galleon Group, has highlighted regulators’ increasing focus on criminal activity in the markets. Rajaratnam’s verdict is a victory for the US authorities not only because of the size of his crimes, but also because of the prominence the case has achieved, with the market surveillance methods and potential penalties discussed at
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