Operational risk
Agencies seek comment on new proposed supervisory guidance for Basel II
US agencies issue more guidance on Basel II
CESR out with Mifid consultation responses
Responses to CESR's consultation on passporting and inducements cause more confusion for the regulator
FSA stresses benefits of principles-based regulation
Principles-based regulation will mean significant changes for firms, says Waters
LSE consults on proposed product solutions for Mifid
LSE comes up with a raft of product ideas to aid Mifid implementation
European Commission sets up Mifid website
The European Commission hopes its new website will help with Mifid implementation
CESR publishes first Mifid Level 3 recommendations
CESR is out with the first in a series of Level 3 recommendations for the implementation of Mifid.
Banks call for third way to implement Basel II
US banks want a third way for Basel II implementation
Basel Committee issues CP on AMA home-host supervisory co-operation and allocation mechanisms
Basel Committee out with proposals on home-host supervisory co-operation and allocation mechanisms under the Advanced Measurement Approaches.
Bush calls for change to SOX implementation
SOX implementation is too expensive, says Bush.
CESR calls for evidence
The Committee of European Supervisors (CESR) has published a call for evidence on non-equities markets transparency.
With a bang or a fizzle?
With the deadline having passed for submitting Basel II risk model applications to national regulators, Europe's financial institutions should be well on their way to compliance. But the reality is that many are still struggling to implement the new…
CESR out with CPs on Mifid Best Execution and Transaction Reporting
CESR has published its long awaited guidance on Mifid best execution and transaction reporting.
FSA confirms Article 4 notifications
The FSA sends notification to European Commission for additional requirements for Mifid under Article 4.
FSA sets out priorities and budget for 2006/07
The Financial Services Authority sets out its priorities for the year ahead in its annual Business Plan.
Growth by acquisition likely for Tribeca
Citigroup thought of buying Amaranth and is still looking to expand, as Tribeca's Dean Barr told Phyllis Feinberg in New York
Safeguarding buyout-investment IRR levels through operational change
financial engineering
Covering your credit risk
instruments - cds
MiFID - mind-bending minefield or masterful marvel?
tete à tete: mifid
Floating in a northerly direction...
As Polar Capital heads towards an admission to London's AIM market, its CEO Mark Kary explains to David Walker its plans, and how it has kept its entrepreneurial culture despite surpassing $3bn in assets