Are your Mifid plans going according to form?


As part of the UK's preparations for MiFID, the Financial Services Authority (FSA) released its final two consultation papers incorporating changes required by MiFID on 31 October 2006.

The Consultation Papers - CP 06/19: Reforming Conduct of Business Regulation, which included the draft handbook text for the New Conduct of Business Handbook (NEWCOB) and other miscellaneous provisions; and CP 06/20: Financial promotion and other communications, provide approximately 800 pages of light reading

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