Operational Risk & Regulation - Vol 7 No 4
Articles in this issue
Bear Stearns settles SEC fraud charges
LOSSES & LAWSUITS
Savvis settles with Amex over 'strippergate'
LOSSES & LAWSUITS
CFA fined for anti-fraud control failure
LOSSES & LAWSUITS
New US NPR questions
The US notice of proposed rulemaking (NPR) has finally been published.
Hedge Fund Market Abuse Case Results In Fines
LOSSES & LAWSUITS
MiFID documents release delayed as FSA waits on EU
MANAGEMENT INTELLIGENCE
Compliance costs soar to $25.5bn
LEGAL BEAT
NetEconomy launches Erase tool
FINANCIAL CRIME
A keen eye for convergence
INTERVIEW
C&S 'last chance saloon'
REGULATORY UPDATE
US Fed publishes new rules for US branches of foreign banks
FINANCIAL CRIME
Briefs
COMPLIANCE TOOLS
The Big Unknown
TECHNICAL
Fed advocates more disclosure
CORPORATE GOVERNANCE
VoIP standard for securities traders
COMPLIANCE TOOLS
Isda survey finds error rates rising
MANAGEMENT INTELLIGENCE
Basel exec blasts home-host banks
REGULATORY UPDATE
US NPR finally published
COVER STORY
Regulators eye equity derivatives
MANAGEMENT INTELLIGENCE
Financial sector resilience tested
BUSINESS CONTINUITY
What's happening and when
WHAT'S HAPPENING AND WHEN
FSA to clean up UK market
FINANCIAL CRIME
Briefs
REGULATORY UPDATE
Briefs
CORPORATE GOVERNANCE
HKMA confirms Basel II launch
REGULATORY UPDATE
Hedge fund regulation fears
REGULATORY UPDATE
Briefs
FINANCIAL CRIME
Briefs
MANAGEMENT INTELLIGENCE
SAS updates terrorism package
FINANCIAL CRIME
New product launches galore in March
MEASUREMENT ADVANCES
MAS warns on derivatives
REGULATORY UPDATE
The human continuity factor
BUSINESS CONTINUITY
A captive audience
INSURANCE CAPTIVES
SunGard enhances firm by acquiring Dataware
COMPLIANCE TOOLS
Briefs
LEGAL BEAT
PAS 56 to be formalised in UK
BUSINESS CONTINUITY
Home-host heads for Asia
REGULATORY UPDATE
Briefs
BUSINESS CONTINUITY
Regulators advise on Avian flu
BUSINESS CONTINUITY
Pause for EU auditor regs
CORPORATE GOVERNANCE
Changing hats
CHANGING HATS
Corporate action spending to rise
MANAGEMENT INTELLIGENCE