Re-balancing risk priorities


Over the past three years, operational risk management under Basel II has been overshadowed by Sarbanes-Oxley (SOX) compliance for US-based publicly traded banks. This is not so surprising, given the 'hard' deadlines associated with SOX compliance, and the uncertainty surrounding Basel II implementation in the country.

But in an apparent re-balancing of risk management priorities, many financial institution executives are beginning to establish a compliance management framework that bundles both

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Investment banks: the future of risk control

This survey report explores the current state of risk controls in investment banks, the challenges of effective engagement across the three lines of defence, and the opportunity to develop a more dynamic approach to first-line risk control

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