Operational Risk & Regulation - Vol 7 No 3
Articles in this issue
Citigroup Clears The Decks With LSE
LOSSES & LAWSUITS
NYSE fines firms for operational failures
LOSSES & LAWSUITS
US Basel II gone AWOL
Well, has Basel II finally ridden off the rails in the US? This seems to be the case. The inclusion of a new study on Basel II, to be conducted by the General Accounting Office, does rather seem to threaten the timetable that the US regulators announced…
Natwest three to be extradited to the us on fraud charges
LOSSES & LAWSUITS
AIG pays $1.6bn over securities fraud charges New York
LOSSES & LAWSUITS
Morgan Stanley fined $15million over e-mail records
LOSSES & LAWSUITS
Positive outlook for op risk software
OR&C INTELLIGENCE
Agencies help Katrina-hit banks
BUSINESS CONTINUITY
Regulators push for automation of OTC derivative trades
REGULATORY UPDATE
$24bn outsourcing growth for 2006
MANAGEMENT INTELLIGENCE
Operational risk spending increases
A new survey finds increased spending on op risk technology and replacement of first-generation solutions. By Protiviti's Scott Gracyalny and Scott Wisniewski
Business Signatures unveils real-time tool
FINANCIAL CRIME
Blackberry shutdown avoided
COMPLIANCE TOOLS
Concerns raised over patent-related op risks
MANAGEMENT INTELLIGENCE
Public policy misses root of corporate fraud
REGULATORY UPDATE
Middle East takes op risk to heart
MEASUREMENT ADVANCES
FSA slates banks AMA preparation
COVER STORY: A PREVIEW OF A UK INDUSTRY FEEDBACK FORM REVEALS THAT BANKS ARE TOTALLY UNPREPARED FOR AMA IMPLEMENTATION
JMLSG guidance approved
FINANCIAL CRIME
SEC approves new audit standard
CORPORATE GOVERNANCE
Briefs
LEGAL BEAT
FESE issues new briefing paper
MANAGEMENT INTELLIGENCE
US warns on auditor liability
CORPORATE GOVERNANCE
FSA publishes second CRD paper
REGULATORY UPDATE
Briefs
FINANCIAL CRIME
Briefs
MEASUREMENT ADVANCES
Bird flu danger limited
BUSINESS CONTINUITY
Hybrid approach not 'dead in the water'
REGULATORY UPDATE
Further delays hit US Basel II implementation
COVER STORY: NEW LEGISLATION INCORPORATES A YEAR-LONG STUDY TO RESEARCH THE POTENTIAL IMPACT OF BASEL II
Briefs
REGULATORY UPDATE
Scores of hedge funds register for SEC regulation
REGULATORY UPDATE
Changing hats
CHANGING HATS
EU issues AML paper for comment
FINANCIAL CRIME
BIS issues governance paper
REGULATORY UPDATE
Briefs
BUSINESS CONTINUITY
SIA issues guidance for brokers
FINANCIAL CRIME
Pay attention to mortgage and real estate risks, banks urged
REGULATORY UPDATE
Briefs
COMPLIANCE TOOLS
Institute of Op Risk up and running
MEASUREMENT ADVANCES
FSA principles approach under fire
REGULATORY UPDATE
MiFID Level 2 text on the table
REGULATORY UPDATE
Atkins warns of "double-dipping"
LEGAL BEAT
Briefs
CORPORATE GOVERNANCE
What's happening and when
WHAT'S HAPPENING AND WHEN
Briefs
MANAGEMENT INTELLIGENCE
SunGard selling Sword to US clients
MEASUREMENT ADVANCES
The fat tail
TECHNICAL
