Briefs

CORPORATE GOVERNANCE

SEC sponsor roundtable

The Public Company Accounting Oversight Board and the Securities and Exchange Commission will sponsor a roundtable on May 10, 2006, to discuss second-year experiences with the internal control reporting requirements under the Sarbanes-Oxley Act of 2002. The roundtable discussion will include issuers, auditors, investors, other interested parties and will be open to the public. Information regarding that roundtable is available at: http://www.sec.gov/spotlight/soxcomp.htm

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Investment banks: the future of risk control

This Risk.net survey report explores the current state of risk controls in investment banks, the challenges of effective engagement across the three lines of defence, and the opportunity to develop a more dynamic approach to first-line risk control

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