News
Merrill Lynch hires Pringle in revamp of derivatives team
Merrill Lynch has appointed Michael Pringle as managing director and head of flow derivatives and equity risk in Europe, the Middle East and Africa (Emea).
FSA closes GLG insider trading case
The UK’s Financial Services Authority today said it has fined hedge fund manager GLG Partners (GLG) and Mr Philippe Jabre, a former managing director of the firm, £750,000 each for market abuse, in a ruling that closes the high-profile insider trading…
UK FSA: Treat customers fairly
REGULATORY UPDATE
Briefs
LEGAL BEAT
Bill to end 'illegal fees' considered
LEGAL BEAT
NASD seeks simplification
LEGAL BEAT
UK banks stress-testing warning
REGULATORY UPDATE
FSA's Mifid is "inconsistent and flawed"
REGULATORY UPDATE
Briefs
REGULATORY UPDATE
Changing hats
CHANGING HATS
No new legislation on EU clearing and settlement
REGULATORY UPDATE
Congress acts on hedge funds
REGULATORY UPDATE
FDIC issues insurance guides
REGULATORY UPDATE
What's happening and when
WHAT'S HAPPENING AND WHEN
Briefs
REGULATORY UPDATE
Coso: SOX aid for smaller companies
REGULATORY UPDATE
ILC to be under BHCA umbrella
REGULATORY UPDATE