Mifid
‘Reauthorising’ CFTC could alter firms’ attitude to EU position limits
If Commodity End-User Relief Act is passed, it could mean substantial industrial change in US – and Europe
Mifid equivalence delay threatens Hong Kong dual-listed stocks
HSBC, Stan Chart and Prudential shares could face trading disruption in 2018
Questions remain after EC publishes position limits rules
Market participants raise concerns about extraterritoriality and hedge exemptions, while regulators are tipped to struggle
EU commodities regulation: outlook for 2017
Key regulatory matters for energy firms in the months ahead
LEI reporting initiative defended, despite high lapse rate
Operators of legal entity identifiers hope Mifid II will spur greater adoption
Permanent evolution: Shaping the future of securities services
Sponsored Q&A: Custody Risk Global Awards 2016 | Societe Generale Securities Services
The path to compliance: Unwinding the insurance industry's regulatory requirements
Sponsored regulatory forum: BearingPoint
Mifir transparency rules could capture illiquid packages
Criteria to assess which package transactions are liquid are too broad, industry warns
European energy clearing stalls amid conflicting rules
Energy trading volumes continue to rise in 2016
CFTC looks to strengthen oversight of trading obligation
Chief counsel at CFTC highlights weaknesses of bottom-up approach to MAT determinations
EC signals staggered entry for Mifid II trading obligation
Rules for derivatives may take effect after January 2018 to allow for US equivalence deal
FCA urges progress on equivalency for derivatives trading
US and EU regulators should base recognition decisions on outcomes, not technical details
Industry at the crossroads: Facing up to disruption and digitisation
Sponsored Q&A: Custody Risk Global Awards 2016 | Multifonds
Energy firms given second escape path from Mifid II
Revival of capital test "a workable solution" for asset-heavy companies
UK-based energy firms consider fleeing Brexit
Trading units exploring relocation to avoid “years of uncertainty”, says AFM official
Bankers told to lead from the top on Mifid governance rules
Structured products issuers’ strategy should reflect new guidelines, say regulators
Q&A: Dutch watchdog on the pitfalls of Mifid II
Catching the right energy firms – and leaving others untouched – has been tough, says Esma task force member
Industry applauds 12-month Priips delay
Firms say Mifid alignment will minimise legal risks of key information documents
Mifid II impact on energy liquidity sparks fiery debate
Regulators and industry clash over interpretation of Mifid II market-making rules at industry event
New EU prudential framework proposed for investment firms
Non-bank Mifid firms could be subject to liquidity rules for first time
FCA ‘working in background’ on Mifid commodity limits rules
Regulator builds out reporting platform to monitor position limit breaches
EU trading obligation threatens US equivalence
Rigid criteria and poor data could make EU regime too narrow to achieve US recognition
Using FX algos: Towards smarter execution
Sponsored feature: HSBC
Data providers wrestle with systematic internaliser status
Covering 80% of venues is considered enough to approximate total market size under Mifid II