Operational risk
Strength in numbers
Data consortiums for loss information are popping up all over the globe. Why are they proving so popular? Duncan Wood reports
An Internal affair
Features
Dealing with volatility
Sponsored event
Integrating op risk
Basel II
Future options
Operational risk
Ahead down under
Basel II
Subprime crisis shows why firms need ORM
It's hard to not be a bit worried by the subprime crisis and the spin-off events that have cascaded through the financial markets over the past few weeks. And it is ironic that the crisis kicked off in the US, where regulators have made such an unholy…
The urge to converge
Convergence is a clear goal for many in the industry, but uniform implementation is proving tricky, finds the latest survey from OpRisk & Compliance and Ernst & Young
Convergence is key
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Firms risk breaking Mifid outsourcing requirements
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Brokers consider breaking Mifid laws
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US firms not disadvantaged by Sox, claims Oxley
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MiFID Connect issues further guidance for firms
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Commission updates Mifid Q&A
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Mifid Connect issues guidance on suitability checks
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FSA releases policy statement dealing with best execution under Mifid
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APRA outlines Basel II market risk proposals
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IMF warns against Mifid delays
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LSE launches consultation on changes to its rulebook
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CEIOPS anticipates Solvency II difficulties
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The best possible outcome...
Whether trading on exchanges or outside their boundaries, managers will find themselves compelled by the Markets in Financial Instruments Directive to ensure they are measuring, achieving and monitoring 'best execution.' But London lawyers counsel…
The easy path to permanent capital Nirvana...
Listing funds is one way of raising capital that sticks, Alpha Strategic shows managers there's more than one way to skin this cat, as Solomon Teague writes