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Operational risk

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Summer of discontent

Peter Madigan takes a look at how regulators in the US, UK and Europe have reacted to the events of the past summer, and the many rules and regulations practitioners can expect to face this autumn

No rest before Mifid

The November 1 implementation deadline is upon us. But just how ready were Europe and its financial services firms for the Markets in Financial Instruments Directive ? Victoria Pennington uncovers the real story behind Mifid's progress

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What's wrong with the risk-based approach?

The risk-based approach to regulation is under fire. In the UK, the Northern Rock debacle could result in a reworking of the supervisory system, which is being criticised as too hands-off. Defenders of the system point out that a failure such as Northern…

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