UBS
Available to trade: row over scope of Dodd-Frank execution rules
Available to trade?
Leveraged return notes based on ETFs add spice in the US
Reverse convertibles continue to dominate structured products registered with the US Securities and Exchange Commission, while ETF underlyings provide the most excitement for those eager to diversify
UBS offers Las Vegas reverse convertible
UBS has filed another seven reverse convertibles with the US Securities and Exchange Commission, one of which is linked to resort company Las Vegas Sands. The remainder of that day's listings in the US came from Royal Bank of Canada, Goldman Sachs, Bank…
Barclays taps State Street sector-specific ETFs for new US products
Barclays Bank has filed two structured products with the US Securities and Exchange Commission based on State Street industrial and technology exchange-traded funds
Suspected $150 million rogue trade uncovered at Threadneedle
City of London Police investigating blocked trade
HSBC voted best for retail structured products in Greenwich Associates survey
HSBC leads the Greenwich Associates survey rankings for retail structured product quality, while Barclays Capital has the best-known franchise among distributors and BNP Paribas retains top spot in Europe
The path to rogue trading
The rogue's path
Arnaud Sarfati to exit SG CIB in reshuffle
Sarfati to leave as SG rings the changes
Index roundup
Index roundup
Risk and Energy Risk commodity rankings 2012: metals
Hard times for metals markets
UBS chairman steps down
Kaspar Villiger will leave the bank in May
UBS could 'get slammed' by FSA enforcement investigation
The FSA announces commencement of its formal investigation that could see UBS 'get slammed', according to one legal expert
Adoboli plea will complicate trial, say lawyers
'Not guilty' plea could be stalling tactic or attempt to spread guilt, lawyers say
Internal fraud will rise in 2012, experts warn
Internal fraud is on the increase in the face of downsizing and recession, according to industry experts
Adoboli pleads 'not guilty' to UBS fraud charges
Alleged 'rogue trader' enters plea at third hearing
UBS 'unethical' in mortgage-backed securities pricing
UBSGAM settles SEC mispricing charges for $300,000
Nomura names Ashley as global head of fixed income
Steve Ashley has been promoted to global head of fixed income at Nomura, with Georges Assi as his deputy
The lure of leveraged funds in China
Lof out loud
Deal of the year: Credit Suisse
Risk awards 2012
Exchange of the year: NYSE Liffe US
Risk awards 2012
Dow Jones Indexes launches commodity index with fuller curve exposure
Dow Jones Indexes and UBS Securities have launched an enhanced version of the DJ-UBS Commodity Index to give investors fuller exposure to the forward curve through a single index
Little seasonal cheer for bank CDS spreads
Europe's big banks have endured a rocky month of ratings downgrades, eurozone discord and funding stress
Nomura appoints new equity derivatives co-head
Japanese bank hires Steven Downey as head of equities trading for Europe, the Middle East and Africa and co-head of derivatives