Operational Risk & Regulation - February 2015
Articles in this issue
The regulatory challenges for Europe's capital markets union
Discussion crystallises over regulatory streamlining
OECD highlights uneven enforcement of bribery laws
Many G-20 nations failing to prosecute foreign corruption
Banks waste millions failing to change culture, conference hears
BBA conference describes problems in improving culture
Firms can use regulatory data to boost business, say tech professionals
Companies can wring more value from regulation-mandated data
The 'right to be forgotten' and financial institutions
ECJ decision means new problems for data preservation
FCA internal controls criticised in report
Report author damns "high risk" media strategy
Financial firms must be prepared for cyber infiltration – panel
Focus needs to be on reacting, not stopping every threat
Big Data: managing legal and operational risk
Banks face particular problems in exploiting big data analytics
US agencies shift from arrest to defence in cyberspace
FBI and Secret Service will focus on protection through FS-ISAC, chiefs say
Citi suspends foreign exchange traders
Hoodless and Madaras among those suspended
How UK banks are changing their culture post-crisis
Operational risk events driving business line transformation
Ethical reform, not fines, will fix banking: interview
Oxford professor David Vines argues that the carrot is as important as the stick
Op risk benefits from looking outside the office
Air safety and epidemics are all relevant to bank ORM
Approaches to reputation risk vary around the world – survey
Studies find wide spread of management methods
Six steps for preventive KRIs
A step-by-step guide on how to establish a suite of key risk indicators which can help prevent systems or process failures
Top five losses: low op risk losses round off 2014
Operational risk loss data – December 2014
Pilot study: Learning about risk management from the RAF
Risk disciplines at the UK's Royal Air Force face similar challenges to the financial sector
Viral campaign: How firms should plan for pandemic risk
Ebola outbreak forces financial services companies to revisit plans to deal with pandemic disease
SEC 'broken windows' policy draws new critics
Is the regulator's goal of trying to be everywhere feasible or even desirable?
New UK compliance chief for Credit Suisse, and other recent job news
James Coulson joins Swiss bank after 18 years at SocGen
Bank de-risking pushes clients into unregulated arena
Due diligence requirements prompting banks to axe financial services
