SEC 'broken windows' policy draws new critics

Is the regulator's goal of trying to be everywhere feasible or even desirable?

broken-window

US regulator the Securities and Exchange Commission (SEC) has a tough job on its hands. Regulating the securities markets within the world's largest economy, while looking out for the interests of millions of potential investors, poses a unique challenge for a historically underfunded agency.

And since the financial crisis times have been hard for the regulator. A string of high-profile court losses and allegations of complacency have dogged the SEC in recent years. The appointment of Mary Jo

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