Section 3: Architecture, Process and Summary
Aviv Handler
Section 1: Introduction
“Big Compliance” Hits Energy and Commodities
Regulatory Foundations: Financial Instruments, Venues and Trade Reporting
Section 2: Rule by Rule
EMIR
REMIT: The Energy Anti-abuse Rule
The Market Abuse Regulation: How Does it Apply to Energy and Commodities?
MiFID II: How Does It Apply to Energy and Commodities?
Other Regulations
Section 3: Architecture, Process and Summary
Technology Infrastructures Around Regulatory Compliance
Organisation, Process and Conclusion
Appendix A: Useful Links
Appendix B: Glossary
Appendix C: Determination of Trade Status
This final section of the book addresses general concepts that are applicable across the rule sets covered. These include aspects of the technology required to support compliance (increasingly referred to as “regtech”), governance processes and procedures, other organisational topics and some concluding thoughts. The general concepts presented here are specifically tailored to the rules covered by this book. In many cases, however, they can be applied to other use cases in energy and commodities.
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Copyright Infopro Digital Limited. All rights reserved.
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