Navigating European Energy and Commodity Markets Regulation
First published:
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Other Regulations
Aviv Handler
Other Regulations
Section 1: Introduction
“Big Compliance” Hits Energy and Commodities
Regulatory Foundations: Financial Instruments, Venues and Trade Reporting
Section 2: Rule by Rule
EMIR
REMIT: The Energy Anti-abuse Rule
The Market Abuse Regulation: How Does it Apply to Energy and Commodities?
MiFID II: How Does It Apply to Energy and Commodities?
Other Regulations
Section 3: Architecture, Process and Summary
Technology Infrastructures Around Regulatory Compliance
Organisation, Process and Conclusion
Appendix A: Useful Links
Appendix B: Glossary
Appendix C: Determination of Trade Status
Chapter 3 to Chapter 6 covered the primary regulations that impact most energy and commodity traders in Europe. However, there are several other regulations that may also cover those active in the sector. These include the following.
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FMIA (Finfrag) and StromVV: These are Swiss versions of the EMIR and REMIT rules.
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The Capital Requirements Regulation (CRR) and other related prudential regulations that apply to those considered as investment firms under MiFID II.
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The Securities Finance Transaction Reporting (SFTR) regulation, which covers repos, securities finance and commodities lending.
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The Benchmarks Regulation (BMR), which applies to benchmark administrators, investment firms that use certain benchmarks and those who contribute to them.
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Each of these are “financial-style” regulations that may apply in some cases to those in energy and commodities. Anyone actually caught within these rules may use this chapter to obtain an overview. However, it is recommended that more detailed documentation also be consulted if necessary.
There are also many commodity-specific rules that could apply to those in the sector
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