Mifid

CESR calls for evidence

The Committee of European Supervisors (CESR) has published a call for evidence on non-equities markets transparency.

The Age of e-discovery

New regulations in the US and Europe are pushing email retention and storage up the agenda of financial services firms. Peter Madigan explores the challenges and the pitfalls of the changes for compliance teams

A better execution

In the first of a series of six articles on Mifid, Victoria Pennington seeks clarification on a number of issues swirling around the best execution debate

Preparation is everything

Compliance with the November deadline for Mifid is what firms are focusing on. Business opportunities come second, reports Ellen Davis

Keeping an eye on complacency

When it comes to AML initiatives, companies are displaying a worrying disregard for the perils of this criminal threat, despite recognising it as such. By Ellen Davis

Italian regulator to use CDS data

Interdealer broker GFI has started providing credit default swap (CDS) data to the Commissione Nazionale per le Società e la Borsa, the Italian securities market regulator (Consob)- possibly for market surveillance purposes.

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