Losses & lawsuits
SEC charges hedge fund four over insider dealing
Four US hedge fund managers accused of insider dealing
SEC charges IndyMac execs with securities fraud
SEC charges IndyMac three top execs with securities fraud
Charles Schwab companies pay $118 million to settle SEC charges, case against execs continues
Charles Schwab in $118m SEC settlement
Barclays fined £7.7 million by UK regulator for mis-selling funds
UK regulator fines Barclays Bank £7.7m for mis-selling funds
SFC fines fund promoter for unauthorised material, failure to disclose interests
Hong Kong SFC fines fund promoter
London trader admits £14 million Ponzi scheme
London trader admits £14m Ponzi
New York lawyer pleads guilty in Galleon insider-trading case
NY lawyer pleads guilty in Galleon case
Bank of America Merrill Lynch reveals $1.2 billion loss for Q4
BAML reveals $1.2 billion loss for Q4
RBS, Natwest slapped with £2.8m fine over poor complaints handling
RBS, Natwest receive £2.8m fine for poor complaints handling
Former Nomura banker jailed over 'massive fraud'
Former Nomura banker jailed over ‘massive fraud’ in London
Bank of America sues ex-workers for theft of trade secrets
Bank of America sues ex-workers for theft of trade secrets
Separate trials set for Rajaratnam, Chiesi after FBI insider-trading crackdown
Trial dates set for Rajaratnam, Chiesi
UBS, HSBC and JP Morgan face suits over 'willful blindness' on Madoff
Three banks accused of 'willful blindness' about Madoff
Bank of America settles for $137 million over municipal bond auction fixes
Bank of America settles for $137 million over municipal bond auction fixes
Ex-Goldman programmer found guilty of code theft
Ex-Goldman programmer found guilty of code theft
FSA fines Aegon UK £2.8 million for multiple control failings
FSA fines Aegon UK £2.8 million for multiple control failings
Legal adviser to Kenneth Starr charged by SEC with aiding fraud
US SEC goes after Kenneth Starr’s lawyer
Ghost brokers busted by UK Fraud Bureau
UK trio charged with insurance and tax fraud as well as money laundering
Two former Madoff employees arrested and charged with fraud
Madoff employees charged with creating false documents and trades, and misleading investors
IRS drops lawsuit against UBS on US tax evasion
UBS evades prosecution for tax evasion as US IRS drops charges
Hong Kong's SFC hands lifetime ban to jailed asset manager
Hong Kong managing director of Crown Asset Management banned from industry for life
Former Société Générale trader found guilty of HFT code theft
Samarth Agrawal on trial in Manhattan for theft of proprietary computer code from French bank
South Korea regulator to investigate potential 'unfair selling' by Deutsche
Deutsche Bank under scrutiny by the Financial Supervisory Service for alleged unfair selling
Buckingham settles with SEC over charges of information misuse
Capital management firms settle with SEC over failing to prevent misuse of non-public information