Compliance
Sepa in trouble from all angles, says report
The European Union’s drive to harmonise payments is overly ambitious, warns study
Axis of AML
Countries in the Middle East and Asia have a history of battling against money laundering and terrorist funding. Now the financial crisis has brought it home to regulators and banks that more needs to be done to stem the rising tide of money laundering,…
Ernst & Young survey shows risk management bigger, but not better
NEW YORK - Actions taken by firms to strengthen their risk management procedures are too often proving ineffective and possibly counter-productive, a survey has revealed.
Ex-fund manager ignored compliance rules
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Key questions surrounding integrated GRC
Protiviti
Evolving GRC - the focus on a holistic approach
Introduction
UK regulator bans compliance director
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US banks keep a close eye on compliance
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All in one -- Software rankings
Budgets are under pressure, and more and more firms are opting for a single platform provider for all their compliance software needs. Victoria Pennington looks at which companies they are turning to, and why
ASX goes live with iAppraise
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Beyond compliance
Community-level emission reduction projects are in demand as compliance buyers diversify carbon offset portfolios and corporates seek out sustainable green projects. Voluntary and compliance market methodologies and pricing are therefore becoming…
Liquidity regulation to cost £700 million and 15 man-years of work
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Chasing the new
Management
Fair enough?
Fair-value accounting has been blamed for exacerbating the scale of the financial crisis, leading for calls from some politicians for it to be suspended. The accounting standards boards have rushed out clarifications on mark-to-market rules, but are they…
Basel's not faulty
Basel II has attracted its fair share of criticism in the wake of the financial crisis. Ahmet Yetis argues much of this criticism is unfair
Under control
ClusterSeven and CCH Sword recently took part in a forum to discuss the implementation, costs and benefits of good control initiatives and how they reduce risk. This roundtable provides technology vendors a unique forum in which to disperse intellectual…
Mastering the storm
The succession of credit events in September and October revealed that many investors did not know what to do in the event of a default of a counterparty. What recourse do parties have under the Isda master agreement? By Joshua Cohn and Jillian Ashley
Changes in risk and compliance models are key crisis lesson
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Fed issues compliance risk management guidance for BHCs
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Under scrutiny
Hedge fund regulation
FSA: Credit crisis no excuse for non-compliance
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