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Enforcement

Comment

Op risk data: KKR crushes antitrust fine record over pre-merger filing fails

Also: Dealers pay up for Mexican bond-rigging scandal; missing AML checks at UBS. Data by ORX News

18 Sep 2026

Edge skyscraper, Hudson Yards, New York City, headquarters to KKR

Police on toy bikes

Our take

Have regulators gone soft on enforcement? (And should we care?)

16 Jul 2026

David Miller against a backdrop of the CFTC

Regulation

Well-drilled: CFTC’s top cop Miller sticks to his guns

10 Jul 2026

Robert DeNault, of Kalshi, in front of a perigee full moon over lower Manhattan

Risk management

Hard day’s night: Kalshi’s round-the-clock enforcement head

18 Jun 2026

HSBC Hong Kong HQ

Comment

Op risk data: HSBC hit with $400m external fraud loss

Also: China’s unlicensed trading clampdown; SocGen’s insurance mis-selling woes. Data by ORX News

12 Jun 2026

3D render of red padlocks over digital map of the globe with red blocks indicating cyber security breaches

Comment

Op risk data: Cyber hacks shake crypto protocols

Also: JP Morgan fined over investor losses; Symetra’s Methodist pensions mess. Data by ORX News

15 May 2026

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