Operational risk
Rethinking reference data approaches
REFERENCE DATA
PCAOB inspection season begins
CORPORATE GOVERNANCE
Briefs
CORPORATE GOVERNANCE
Aussies Rule
BASEL II
Make UK the winner of Mifid race, say regulators
COVER STORY
Briefs
REGULATORY UPDATE
Changes afoot for SOX
REGULATORY UPDATE
'Do it yourself', European regulators told over corporate governance
CORPORATE GOVERNANCE
Basel eyes synchronicity
REGULATORY UPDATE
Mifid benefits for UK 'hard to grasp'
REGULATORY UPDATE
Small OR vendors doomed says latest Chartis report
MEASUREMENT ADVANCES
Briefs
MEASUREMENT ADVANCES
SOX internal control costs decline
MANAGEMENT INTELLIGENCE
The single life
Trading platforms
Dirty derivatives
Money laundering
Time to get cracking on Mifid
I always find the purple and green backlighting that the Financial Services Authority uses on the stage sets at its events to be a bit disconcerting – something about the colour combination makes my eye ache.
Operational risk training in high demand
SPONSORED STATEMENT: PROTIVITI
Prudence pays
Andrew Crossley, chief risk officer at Prudential
Internal affairs
Basel II
Prompt Corrective Action can assist prudential regulation
The Bank for International Settlements (BIS) has published a working paper to determine if Prompt Corrective Action (PCA) on the part of regulators is the best method to use against banks with inadequate levels of book-value capital. The report, ‘Dynamic…
FSA’s consultation paper scraps plans to provide an Integrated Sourcebook
The Financial Services Authority (FSA) in the UK has published consultation paper 06/10, ‘Strengthening capital standards – restructuring the handbook’. The CP sets out the FSA’s proposals to revise the prudential structure of the handbook as a…
Europe lagging on Mifid implementation
Europe's financial institutions are unprepared for the implementation of the Markets in Financial Instruments Directive (Mifid), according to a survey by the international financial services firm KPMG.