Operational risk
Friendly persuasion
Georgina Philippou, one of the heads of the UK Financial Services Authority's enforcement division, tells Nick Kochan that treating customers fairly is at the forefront of principles-based regulation
Defining the boundaries
PROFILE: HIM CHUAN LIM
The principles of distribution fitting
TECHNICAL
Vendere a clienti facoltosi
Private Banking
Investire nel bene
Profilo
Quando meno è meglio
Replica di hedge fund
Reaping rewards
Basel II
Achieving business benefit from Mifid
E-symposium panellists explore how compliance with the Markets in Financial Instruments Directive can be turned into a plus for the business lines affected by the EU legislation. Moderated by Ellen Davis
What to do with the treasure we've found?
This month, I've quite literally been around the world checking on the state of the operational risk industry. From my base in London, I've been to our conferences in both Singapore and New York.
Spreading the risk
Operational risk
CESR announces final recommendations for Mifid Level 3
Consultation response positive for securities regulator
US Treasury to back pandemic response exercise
First step by US Government to test financial resiliency to bird flu
EU securities supervisors release raft of new Mifid info
CESR releases info on Mifid implementation
US Basel II will not harm banks, says regulator
FDIC vice-chairman defends NPR proposals
Principles matter says FSA, but winning over hearts and minds may prove difficult
Tiner warns of challenges ahead for risk-based approach
Green paper threatens to shake up retail financial services
Consulation could mean more MiFID legislation