Securities and Exchange Commission (SEC)
Market braced for upheaval as SEC signals ETF crackdown
Providers fear new data requirements may herald future enforcement actions and regulation
SEC's White: fine individuals to change culture
US regulator also reveals interest in UK Senior Managers Regime
Thomas Hoenig: ending swaps push-out was a mistake
"I want to see more capital held against these activities," says FDIC vice-chair
Risk management body hires technical director, and other recent job news
Paul Hopkin moves to Institute of Risk Management
Quarter of high-paid bank staff face gags – survey
High-paid employees banned from reporting wrongdoing
SEC warns structured note issuers over proprietary indexes
Head of Office of Capital Markets Trends calls on issuers to examine sales practices
The Lincoln assassination: the strange tale of the swaps push-out
Insiders tell the story of the 'zombie' bill everyone hated, but no-one could kill
Highlights from Isda's 2015 AGM
Risk.net's coverage of Isda's 30th annual general meeting
SEC's Piwowar: FSB "knows nothing" about insurance, asset mgt
Isda AGM: SEC commissioner rejects idea of expanded role for FSB
OCC announces new deputy comptrollers, and other recent job news
Four new deputy comptrollers, within supervision, credit risk, and strategy
Big data gives SEC new ways to spot misconduct – Bauguess
Innovative data tools behind big SEC successes
FDIC names banking committee members, and other recent job news
Community banking advisory committee names seven new members
Hell hath no fury: banks irk regulators at their peril
Interventionism is the name of the game in post-crisis financial regulation
Geek power: market regulators make creative use of technology
Financial policing takes on a touch of Silicon Valley glamour
US and UK insider trading regulators diverge
Courts rein in SEC while FCA probes investors' poor safeguards
SEC names members of equity market advisory committee, and other recent job news
Twelve-strong advisory committee drawn from industry, academia and public interest groups
SEC report reveals chinks in managers' cyber defences
Broker-dealers better prepared than investment advisers
SEC guidelines on insider trading cases under fire
Appeals court reins in SEC over insider trading
One in 12 alternative firms to face SEC action
In 2013 SEC increased formal orders of investigations by 20%
New UK compliance chief for Credit Suisse, and other recent job news
James Coulson joins Swiss bank after 18 years at SocGen
SEC 'broken windows' policy draws new critics
Is the regulator's goal of trying to be everywhere feasible or even desirable?
Goldman hid swaps profits from clients, whistleblower claims
US bank accused of manipulating client valuation reports to mask profits
Research shows scale of regulatory 'revolving door'
What impact does the 'revolving door' have on regulatory independence?
Finra open to projections in structured products
Regulators and issuers at odds over backtesting versus projections