Articles by Mark Sands
SEC charges IndyMac execs with securities fraud
SEC charges IndyMac three top execs with securities fraud
'Democratic deficit' at new UK regulators worries industry
British Bankers' Association concerned over lack of accountability for new bodies
Moody’s guidelines on op risk in structured finance transactions imminent
Moody’s rating guidelines for operational risk imminent
Reform in haste, repent at leisure warns UK Treasury Committee
Treasury Committee warns against hasty reform
Canadian investment managers worried by legacy systems
Omgeo report claims 70% of managers are fighting antiquated systems and processes
FDIC shows hand on remuneration rules
FDIC shows hand on remuneration rules
Banks should still prep for Bribery Act despite delay, says consultancy
Protiviti does not expect the Bribery Act to change substantially, but hopes for more guidance from UK government
Risk management booms in sub-Saharan Africa
Risk management booms in sub-Saharan Africa
Alfa-Bank's Philip Halperin: Building risk management in a transition economy
Adventures in Wonderland
Charles Schwab companies pay $118 million to settle SEC charges, case against execs continues
Charles Schwab in $118m SEC settlement
Barclays fined £7.7 million by UK regulator for mis-selling funds
UK regulator fines Barclays Bank £7.7m for mis-selling funds
SFC fines fund promoter for unauthorised material, failure to disclose interests
Hong Kong SFC fines fund promoter
London trader admits £14 million Ponzi scheme
London trader admits £14m Ponzi
New York lawyer pleads guilty in Galleon insider-trading case
NY lawyer pleads guilty in Galleon case
Bank of America Merrill Lynch reveals $1.2 billion loss for Q4
BAML reveals $1.2 billion loss for Q4
RBS, Natwest slapped with £2.8m fine over poor complaints handling
RBS, Natwest receive £2.8m fine for poor complaints handling
Former Nomura banker jailed over 'massive fraud'
Former Nomura banker jailed over ‘massive fraud’ in London
US foreclosures crisis is result of 'overall operational failure'
Imprudencies of scale
Changing Hats, February 2011
The latest movers and shakers in operational risk
UK must not weaken Bribery Act says risk consultancy
UK must not weaken Bribery Act say experts
Job-seeking op risk managers have all the power, say recruiters
Staff with the relevant experience face a wealth of choices and higher wages says Barclay Simpson
How smaller UK firms can handle the Remuneration Code
Firms have until July 1 to comply, but experts says they can reject "pernicious" parts of FSA regulations
Accountancies struggle to quantify true size of UK fraud in 2010
Firms differ on how big a threat fraud represents at the start of 2011
Insurers: FATF standards need clarity, are too focused on banks
Insurers complain FATF standards too focused on banks