Principles-based regulation
Ruled out: can regulators settle the pre-hedging debate?
Market participants are at odds over the practice and whether regulation or principles can settle the score
Operational risk managers told to do less to succeed
Resist temptation to intervene often, says head of op risk at UBS Asset Management
US industry split on captives fix
US regulators are trying to patch up rules on captive insurers, but there is little consensus
Conduct risk and PBR questions for Allstate CRO
CRO challenges at Allstate
A plea for certainty in regulation
Clear and unambiguous rules have the potential to satisfy advocates of sterner regulation, as well as regulated firms
Iosco calls for regulators to address counterparty risk on ETFs
Point and Counterpoint
Energy Risk Canada: Rules on derivatives dealers need work, regulator says
Alberta securities regulator acknowledges proposals on derivatives dealer registration have alarmed energy firms
State regulators clash over US life reserving principles
The NAIC’s proposals for a principles-based approach to reserving for life products has largely been met with agreement from most US states. But with the New York and California state regulators dissenting, the NAIC has a fight on its hands before the…
Finra looks to UK for regulatory inspiration
REGULATORY UPDATE
FSA sets out the future of principles-based regulation
FSA out with paper setting out its current thinking on its move towards a more-principles-based regulatory regime.
Principles-based regimes dominate at the FSA
FSA aims for more PBR for insurance conduct of business regulation
PWG recommends principles based guidance for hedge funds and private equity
PWG recommends principles-based guidance for hedge funds
FSA stresses benefits of principles-based regulation
Principles-based regulation will mean significant changes for firms, says Waters