Insider trading
Can behavioural science curb rogue traders… and compliance costs?
Instead of using surveillance to catch endless bad apples, experts urge banks to clean the barrel
Prop traders call for new rules on pre-close briefings
Price swings after private meetings alarm PTFs, but Esma gives regulators no ‘specific guidance’
Iosco takes aim at pre-hedging with new probe
Global standard-setter intends to release results of review in third quarter of 2024
How requests for quotes could amount to ‘insider information’
Lawyers say Esma’s incoming pre-hedging guidance could make firms liable for multimillion-euro fines
Rethink of Mifid, MAR extraterritorial impact ‘on the table’
Brexit could lead to firms facing different compliance requirements on the same trades
Are failure indexes fair play?
Regulators must clarify stance on trading off big-data forecasts of outages, writes energy consultant
EU commodities regulation: outlook for 2017
Key regulatory matters for energy firms in the months ahead
Commodities traders question EU’s insider trading regime
Esma guidance on Mar leaves market in the dark, say critics – particularly for hedges
Trade surveillance slow to catch on at energy firms
Even as EU Market Abuse Regulation kicks in, few companies have systems to flag suspect trades
EU energy firms uneasy over inside information proposals
List of information expected or required to be disclosed under the Market Abuse Regulation is 'misleading', say industry groups
Careless whispers have a cost
CFTC redefines insider trading for the swaps market
CFTC clamps down on insider trading in derivatives
Bank traders who leak information about derivatives trades to hedge funds could face charges, CFTC officials say
New EU market abuse rules worry energy traders
Ban on insider trading in commodities seen as “very tricky”
Surveillance of EU energy markets set to increase
Officials hope to catch cross-market schemes by monitoring Remit data
Probes of EU energy market abuse set to jump with Remit
Launch of new reporting regime expected to spark flurry of investigations
Newswire hacking highlights cyber and outsourcing risks
SEC prosecution for hacking newswires shows the importance of cyber defence
Australia probes AUD spike prior to rates decision
Australia's authorities look into sudden moves in the Aussie's value
Big data gives SEC new ways to spot misconduct – Bauguess
Innovative data tools behind big SEC successes