Compliance
Banks fear capital add-ons for BCBS 239 failures
Capital add-on is "a stick that's out there", says Santander's Goddard
How ‘Death Star’ and AIG sparked a new era in regulation
Ferc and the CFTC have overlearned the lessons of past crises
Commodity traders cheer CFTC record-keeping fix
Regulator softens Dodd-Frank rule that energy and grain traders saw as burdensome
The client onboarding challenge: Getting to grips with 2016’s AML and KYC compliance risks
Sponsored webinar: Thomson Reuters
US spoofing crackdown is a case of misplaced priorities
There are worse HFT practices than spoofing, yet only spoofers go to jail
In manipulation cases, "everybody's doing it" is no excuse
From natural gas scandal of 2000s to Libor-rigging, troubling patterns persist
SEC targets ‘switching’ of structured products
Frequent early redemptions used to boost broker commissions
Mifid II – Will you be ready to report?
Sponsored feature: Abide Financial
Operational Risk & Regulation Awards 2015: Best Compliance Product
Sponsored video: BAE Systems Applied Intelligence
Regulator of the year: Financial Action Task Force
FATF promotes risk-based approach in response to worries about 'de-risking'
Best managed/support services provider: Thomson Reuters Org ID
Thomson Reuters managed service eases burden of know-your-customer rules
Best operational risk product: Wolters Kluwer OneSumX
Firms look to planning suites to get ahead of regulatory expectations
Alberta energy regulator urges firms to boost compliance
MSA official’s comments come in wake of TransAlta manipulation fine
Top US energy regulator defends market manipulation probes
Bay: Ferc has given ‘a lot of clarity’ on definition of illegal trading
Dealing with data is key to compliance, banks find
New regulatory requirements mean pressure on aggregation
Market participants cheer CFTC swap reporting fixes
Clarification on cleared swaps raises hopes of action on uncleared trades
Bitcoin technology finds new uses in finance
Using blockchain should drastically speed up post-trade settlement
Harvest looks to reap investor-targeting benefits
But social media site for hedge funds creates compliance challenges
Taiwan banks challenged by post-Tarf loss regulations
Crackdown on "high risk" derivative products drives up dealers' costs
Measuring the business value of operational risk management
Case for ORM goes beyond capital and compliance benefits
Ferc manipulation cases put limits on US power traders
Costly fines deter firms from employing cross-market strategies
Banks are de-risking due to lack of regulatory direction
Conference hears of conflicting guidance
Barclays ruling bolsters Ferc anti-manipulation drive
Judge backs regulator on key legal questions in allowing suit to proceed
CFTC admits it will miss deadline on swap dealer study
Delay raises questions about automatic cut to de minimis threshold in 2017