The Road to Compliance

In the race to meet new regulatory compliance, CIOs have their hands full. How close are they to the finish line?

Everyone talks about the urgency for compliance but can it be a competitive advantage for an investment firm? Can complying with the letter of the law and beyond actually grow a customer base and boost brand loyalty? Last month, Waters sponsored a breakfast briefing before two-dozen industry movers and shakers to discuss the road to compliance and what CIOs must do to keep their firms off of the front page of the Wall Street Journal and their CEOs out of handcuffs. Our panel consisted of Larry

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Chartis RiskTech100® 2024

The latest iteration of the Chartis RiskTech100®, a comprehensive independent study of the world’s major players in risk and compliance technology, is acknowledged as the go-to for clear, accurate analysis of the risk technology marketplace. With its…

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