Doing the groundwork

Alongside Basel II, Sarbanes-Oxley (Sox) and the wealth of other regulations keeping risk and compliance teams busy in recent years, equities trading desks have been feverishly working on a new rule all of their own.

In every bit as substantial a change as Sox was for the auditing department, Regulation National Market System (Reg NMS) is dramatically changing the way securities brokerages of all sizes are going about their day-to-day business. Initial arguments over the necessity of the rule in

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact or view our subscription options here:

You are currently unable to copy this content. Please contact to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to View our subscription options

If you already have an account, please sign in here.

Next-generation technologies and the future of trading

At a webinar in association with capital markets technology provider Numerix, panellists discuss the potential for increased adoption of the public cloud to boost investment performance, its impact on risk management and overcoming barriers to…

You need to sign in to use this feature. If you don’t have a account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here