Operational risk
Software risk is only part of the stability problem
Authors of their own destruction
Data, delays and loss of focus: operational risks in M&A
When two become one
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Wall Street trading software not adequately tested, experts warn
Recent glitches highlight aggressive culture on Wall Street
SEC: critical business continuity tests lacking in run-up to Sandy
Investment advisers accused of lack of preparation in face of Sandy
Solvency, GRC and surviving storms at The Hartford
US insurer's op risk head Kay Rahardjo discusses solvency regulations and the lessons learned from 2012's superstorm
Nasdaq failure underlines worries over infrastructure resilience
The loss of service at one of the biggest US exchanges emphasises the risk of a failure at key service providers
Federal regulation may increase compliance burden, head of op risk warns
US insurers dealing with potentially heavier load from federal regulation and the Orsa
UK fraud down slightly as trends reverse
UK fraud down slightly as trends reverse
Top five losses: Citi/UBS in forced mortgage repurchases
Operational risk loss data – July 2013
Growing AML raises privacy concerns: editorial
The challenge of AML continues to evolve, but banks need to beware of overreaching
Operational risk and the great financial crisis
Five years on, how much do we actually know about the op risk impact of the crisis?
Fatca risks internal wranglings in FFIs
The Fatca tension
Still no end in sight for US banks' parallel run
Overtaken by events
Arms-length banking a problem for AML in Cyprus
Cypriot regulators trying to rebuild the island's reputation are taking shots at the use of "introducers" acting for foreign customers
AML KYC data collection brings benefits as well as challenges
Establishing a coherent system of legal entity identifiers has been an important challenge for the swaps industry over the past two years. Now, in the face of regulatory pressure, anti-money laundering teams face the same challenge – but meeting it could…
Banks still battling with sales-driven culture, survey finds
Latest EY risk management survey finds risk culture questions remain
OCC's DuChene warns smaller banks to beware of cyber threat
As cyber threats continue to grow for financial institutions, it’s no surprise that regulators are becoming increasingly concerned about the operational risks they give rise to. The OCC’s Carolyn DuChene talks to OpRisk about banks’ increased reliance on…
Former SAC portfolio manager charged with insider trading
Further charges relating to insider trading at hedge fund SAC
FCA AML report raises concerns about money service business going underground
UK regulator's first annual AML report highlights risks of closing certain banking services
Hedge fund compliance to 'ratchet up' after SAC indictment for insider trading
Managers look internally after fellow fund indicted on insider trading charges
Large exchanges fear impact of cyber attack, Iosco survey finds
Less than 50% are confident they could survive a large-scale attack
Fatca delay blamed on push for IGA
FFIs dealing with yet another delay in Fatca