Regulators increase pressure on individual negligence and crime

Getting personal

Robert Khuzami at the US SEC

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Financial crime has provided headline after headline for the press in recent years. The Galleon insider-trading case continues, and only last month former Goldman Sachs director Rajat Gupta handed himself in to the US Federal Bureau of Investigation (FBI) for his role in the affair. Meanwhile, individuals involved in Bernie Madoff’s $65 billion Ponzi scheme, considered to be the largest fraud in US financial history, are still being

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