Survey shows broadening mandate of op risk managers

Implementation Outlook

For example, 82% of the financial services executives who responded to the readership survey had responsibility for, or provided key input into, decision-making on enterprise-wide risk management within their firm. Some 63% were involved at this level with decision-making into fraud prevention, while 62% were involved in back-office technology decisions. Some 72% were involved directly in business continuity, with 27% having final responsibility for spending decisions.

Op risk arena expanded


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Investment banks: the future of risk control

This survey report explores the current state of risk controls in investment banks, the challenges of effective engagement across the three lines of defence, and the opportunity to develop a more dynamic approach to first-line risk control

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