Banking on compliance
MANAGEMENT
Market turmoil poses a major challenge to regulators, compliance departments and the regulated institutions. All face rising levels of risk and threat, and their responses will determine how well institutions and the wider financial services sector weather the storm. That is the view of Andrew Procter, the former director of enforcement at the UK's Financial Services Authority (FSA), who today works as the global head of compliance at Deutsche Bank.
Procter not only sees the current turmoil from
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