Underprepared for MiFID?

A new survey by KPMG has found that European executives are under-prepared for the implementation of the European Union's Markets in Financial Instruments Directive (Mifid). The survey interviewed 199 executives at financial services companies around Europe. It found that relatively few companies were ready for MiFID, which is scheduled to be implemented in November, 2007.

Only 28% had appointed a project manager to oversee the Mifid requirements, while 30% of executives

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Investment banks: the future of risk control

This survey report explores the current state of risk controls in investment banks, the challenges of effective engagement across the three lines of defence, and the opportunity to develop a more dynamic approach to first-line risk control

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