Briefs

US SOX trouble brewing

Disquiet over Sarbanes-Oxley continues to grow in the US, where calls for substantive reform to the legislation are being made.

In July the Securities and Exchange Commission published a concept release Concerning management’s reports on internal controls over financial reporting. The Washington DC-based Financial Services Roundtable, which says it represents 100 of the largest integrated financial services companies in the US, responded to the release in a mid-September letter that asked for

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Emerging trends in op risk

Karen Man, partner and member of the global financial institutions leadership team at Baker McKenzie, discusses emerging op risks in the wake of the Covid‑19 pandemic, a rise in cyber attacks, concerns around conduct and culture, and the complexities of…

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